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Author: NewsEditor

Erewhon Celebrates Its Continued Expansion in Southern California

Posted on March 17, 2023 By NewsEditor
Erewhon Celebrates Its Continued Expansion in Southern California

Erewhon Celebrates Its Continued Expansion in Southern CaliforniaErewhon Celebrates Its Continued Expansion in Southern California

Leading Organic Grocer Opens 9th Location in Culver City

CULVER CITY, Calif., March 17, 2023 (Newswire.com)
…

The post Erewhon Celebrates Its Continued Expansion in Southern California first appeared on Social Gov.

Business

Observing the First International Day to Combat Islamophobia

Posted on March 17, 2023 By NewsEditor

Observing the First International Day to Combat IslamophobiaMuslims worldwide too often face discrimination and hatred based on their religious beliefs. Last year, the United Nations declared March 15 as the International Day to Combat Islamophobia. This date also marks four years since the terrorist attacks on two mosques in Christchurch, New Zealand. On that day, a gunman killed 51 Muslim worshippers in […]

World News

Secretary Blinken’s Meeting with Cessation of Hostilities Agreement (COHA) Signatories

Posted on March 17, 2023 By NewsEditor
Secretary Blinken’s Meeting with Cessation of Hostilities Agreement (COHA) Signatories

Secretary Blinken’s Meeting with Cessation of Hostilities Agreement (COHA) SignatoriesThe following is attributable to Spokesperson Ned Price: Secretary Blinken met with the signatories of the Pretoria Cessation of Hostilities Agreement (COHA). Government of Ethiopia National Security Advisor Redwan Hussein and TPLF Spokesperson Getachew Reda shared the progress that has been achieved so far: silencing of the guns, delivery of humanitarian assistance, restoration of services […]

World News

Assistant Secretary Leaf’s Travel to Jordan, Egypt, Lebanon, and Tunisia

Posted on March 17, 2023 By NewsEditor
Assistant Secretary Leaf’s Travel to Jordan, Egypt, Lebanon, and Tunisia

Assistant Secretary Leaf’s Travel to Jordan, Egypt, Lebanon, and TunisiaAssistant Secretary of State for Near Eastern Affairs Barbara Leaf will travel to Jordan, Egypt, Lebanon, and Tunisia March 15-25, 2023. Assistant Secretary Leaf will travel to Jordan from March 15-17 to meet with senior officials to reinforce the U.S.-Jordan relationship and our shared commitment to regional stability, security, and prosperity. Assistant Secretary Leaf will […]

World News

Russian Noncompliance with and Invalid Suspension of the New START Treaty

Posted on March 17, 2023 By NewsEditor
Russian Noncompliance with and Invalid Suspension of the New START Treaty

Russian Noncompliance with and Invalid Suspension of the New START TreatyRussia’s noncompliance with the New START Treaty, and its claimed suspension of the treaty, are unfortunate and irresponsible steps.  Mutual compliance with New START strengthens the security of the United States, our allies and partners, Russia, and the world.  Russia’s claimed suspension of the New START Treaty is legally invalid.  As a result, Russia remains […]

World News

Secretary Antony J. Blinken And Ethiopian Deputy Prime Minister and Foreign Minister Demeke Mekonnen Before Their Meeting

Posted on March 17, 2023 By NewsEditor
Secretary Antony J. Blinken And Ethiopian Deputy Prime Minister and Foreign Minister Demeke Mekonnen Before Their Meeting

Secretary Antony J. Blinken And Ethiopian Deputy Prime Minister and Foreign Minister Demeke Mekonnen Before Their MeetingFOREIGN MINISTER MEKONNEN:  To start off, Secretary of State, we are happy to receive you here in Addis Ababa today.  It’s our honor and a privilege to have such a meeting with this prestigious delegation.  I hope you have a (inaudible).  Thank you for coming, as it is a historic moment to strengthen and deepen […]

World News

Secretary Blinken’s Meeting with Ethiopian Deputy Prime Minister and Minister of Foreign Affairs Mekonnen

Posted on March 16, 2023 By NewsEditor
Russian Noncompliance with and Invalid Suspension of the New START Treaty

Russian Noncompliance with and Invalid Suspension of the New START TreatyThe below is attributable to Spokesperson Ned Price: Secretary of State Antony J. Blinken met with Ethiopian Deputy Prime Minister and Minister of Foreign Affairs Demeke Mekonnen today to discuss a range of issues critical to the U.S.-Ethiopia relationship. Secretary Blinken and Deputy Prime Minister Mekonnen discussed the implementation of the Cessation of Hostilities Agreement, […]

World News

Secretary Blinken’s Meeting with Ethiopian Prime Minister Ahmed

Posted on March 16, 2023 By NewsEditor
Assistant Secretary Leaf’s Travel to Jordan, Egypt, Lebanon, and Tunisia

Assistant Secretary Leaf’s Travel to Jordan, Egypt, Lebanon, and TunisiaThe below is attributable to Spokesperson Ned Price: Secretary of State Antony J. Blinken met with Ethiopian Prime Minister Abiy Ahmed today to discuss a range of issues critical to the U.S.-Ethiopia relationship. During the meeting, Secretary Blinken and Prime Minister Abiy discussed the significant progress in implementing the Cessation of Hostilities Agreement following the […]

World News

Assistant Secretary Pyatt’s Travel to the Republic of Korea

Posted on March 16, 2023 By NewsEditor
Assistant Secretary Leaf’s Travel to Jordan, Egypt, Lebanon, and Tunisia

Assistant Secretary Leaf’s Travel to Jordan, Egypt, Lebanon, and TunisiaDepartment of State Bureau of Energy Resources Assistant Secretary Geoffrey R. Pyatt will travel to Seoul March 16-18 to advance U.S.-Republic of Korea (ROK) public and private cooperation in furthering the clean energy transition and strengthening global energy security. In Seoul, Assistant Secretary Pyatt will co-chair the 9th U.S.-ROK Energy Security Dialogue with representatives of […]

World News

AdvisorVault Partners With Compliant Workspace to Help FINRA Firms Achieve 17a-4 Compliance on Microsoft 365

Posted on March 16, 2023 By NewsEditor
AdvisorVault Partners With Compliant Workspace to Help FINRA Firms Achieve 17a-4 Compliance on Microsoft 365

AdvisorVault Partners With Compliant Workspace to Help FINRA Firms Achieve 17a-4 Compliance on Microsoft 365AdvisorVault Partners With Compliant Workspace to Help FINRA Firms Achieve 17a-4 Compliance on Microsoft 365

AdvisorVault’s expertise in 17a-4 data archiving has joined forces with Compliant Workspace’s consolidated 365 Service® to provide FINRA firms with a fully compliant and secure solution for migrating onto Microsoft 365.

AdvisorVault Partners With Compliant Workspace to Help FINRA Firms Achieve 17a-4 Compliance on Microsoft 365
17a-4 broker-dealer compliance

17a-4 broker dealer FINRA Compliance


ST. PETERSBURG, Fla., March 16, 2023 (Newswire.com)
–
 AdvisorVault, the experts in 17a-4 data archiving, partners with Compliant Workspace to help FINRA firms get on Microsoft 365. 

Today, many FINRA firms want to move their operations to the Microsoft 365 Cloud but are worried how compliant they will be, specifically with rule 17a-4 and its email and data retention demands. They also need to meet FINRA’s cybersecurity requirements. Compliant Workspace is a perfect fit for them with its fully secured, fully protected solution out-of-the-box – AdvisorVault is happy to partner with them. 

Microsoft 365 makes sense for FINRA firms, especially for smaller firms since it is a complete platform that gives employees everything needed to do their jobs. While it is a remarkable piece of technology, by default most cloud services are not 17a-4 compliant and won’t be able to provide the FINRA letters that your firm will need. So a special kind of D3P cloud provider is required; one that understands the unique compliance demands of firms such as broker-dealers. 

“We designed Compliant Workspace specifically for companies needing a higher level of security and protection in the cloud; our Consolidated 365 Service has built-in features making FINRA firms immediately 17a-4 compliant when they migrate their office to Microsoft 365 with us. We are excited to partner with AdvisorVault,” says Patrick Lonz, President of Compliant Workspace. 

About Compliant Workspace

Compliant Workspace is a leading Microsoft 365 provider giving firms a streamlined option to get onto the Microsoft Cloud. Their unique Consolidated 365 Service® includes everything they need to be compliant, right from the get-go.

About AdvisorVault

AdvisorVault is the only FINRA D3P giving small firms everything they need to meet rule 17a-4. Our turn-key solution archives, retains, and provides supervision of electronic records stored in-house or in the cloud. 

To learn how to get your firm on Microsoft 365 while remaining fully 17a-4 compliant: Contact us now

——-

Allan Lonz
[email protected]
direct: 416-985-0310
Toll free: 1-866-732-1407 ex 1
www.advisorvault.org

Contact Information:

Allan Lonz

CEO

[email protected]

416-985-0310

Original Source:

AdvisorVault Partners With Compliant Workspace to Help FINRA Firms Achieve 17a-4 Compliance on Microsoft 365

The post AdvisorVault Partners With Compliant Workspace to Help FINRA Firms Achieve 17a-4 Compliance on Microsoft 365 first appeared on Social Gov.

Business

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