Skip to content
  • Home
  • World News
  • Business
  • Aviation
195 news

195News

All the news that's fit to print

  • Home
  • World News
  • Business
  • Aviation
  • Toggle search form
  • Malt Whiskey Market Size Is Likely To Reach a Valuation of Around .7 Billion by 2031
    Malt Whiskey Market Size Is Likely To Reach a Valuation of Around $6.7 Billion by 2031 World News
  • Secretary Antony J. Blinken And Kazakhstan Foreign Minister Mukhtar Tileuberdi Before Their Meeting
    Secretary Antony J. Blinken And Kazakhstan Foreign Minister Mukhtar Tileuberdi Before Their Meeting World News
  • Carla A. Murphy of the United States Celebrated As New Author During Public Book Launch In Hampton VA
    Carla A. Murphy of the United States Celebrated As New Author During Public Book Launch In Hampton VA World News
  • War Day 267: war diaries w/Advisor to Ukraine President, Intel Officer @arestovych & #Feygin
    War Day 267: war diaries w/Advisor to Ukraine President, Intel Officer @arestovych & #Feygin World News
  • AGILITY ASSET SALE, ESCROW SETTLEMENT, DEBT PAYDOWN, 50:1 REVERSE SPLIT AND OFFICER SHARE PURCHASE
    AGILITY ASSET SALE, ESCROW SETTLEMENT, DEBT PAYDOWN, 50:1 REVERSE SPLIT AND OFFICER SHARE PURCHASE World News
  • All Victorians to Receive Additional Wheelie Bins, Which Industry Experts Say Will Enable Expanded Recycling Initiatives
    All Victorians to Receive Additional Wheelie Bins, Which Industry Experts Say Will Enable Expanded Recycling Initiatives Business
  • MyTown Health Partners Focuses on Urban Markets with CityLife Health Partnership
    MyTown Health Partners Focuses on Urban Markets with CityLife Health Partnership Business
  • War Day 73: war diaries w/ Advisor to Ukraine President, Intel Officer @Alexey Arestovych & #Фейгин
    War Day 73: war diaries w/ Advisor to Ukraine President, Intel Officer @Alexey Arestovych & #Фейгин World News
AdvisorVault Partners With Compliant Workspace to Help FINRA Firms Achieve 17a-4 Compliance on Microsoft 365

AdvisorVault Partners With Compliant Workspace to Help FINRA Firms Achieve 17a-4 Compliance on Microsoft 365

Posted on March 16, 2023 By NewsEditor
AdvisorVault Partners With Compliant Workspace to Help FINRA Firms Achieve 17a-4 Compliance on Microsoft 365AdvisorVault Partners With Compliant Workspace to Help FINRA Firms Achieve 17a-4 Compliance on Microsoft 365AdvisorVault's expertise in 17a-4 data archiving has joined forces with Compliant Workspace's consolidated 365 Service® to provide FINRA firms with a fully compliant and secure solution for migrating onto Microsoft 365.

AdvisorVault Partners With Compliant Workspace to Help FINRA Firms Achieve 17a-4 Compliance on Microsoft 365
17a-4 broker-dealer compliance

17a-4 broker dealer FINRA Compliance

ST. PETERSBURG, Fla., March 16, 2023 (Newswire.com) -  AdvisorVault, the experts in 17a-4 data archiving, partners with Compliant Workspace to help FINRA firms get on Microsoft 365. 

Today, many FINRA firms want to move their operations to the Microsoft 365 Cloud but are worried how compliant they will be, specifically with rule 17a-4 and its email and data retention demands. They also need to meet FINRA's cybersecurity requirements. Compliant Workspace is a perfect fit for them with its fully secured, fully protected solution out-of-the-box - AdvisorVault is happy to partner with them. 

Microsoft 365 makes sense for FINRA firms, especially for smaller firms since it is a complete platform that gives employees everything needed to do their jobs. While it is a remarkable piece of technology, by default most cloud services are not 17a-4 compliant and won't be able to provide the FINRA letters that your firm will need. So a special kind of D3P cloud provider is required; one that understands the unique compliance demands of firms such as broker-dealers. 

"We designed Compliant Workspace specifically for companies needing a higher level of security and protection in the cloud; our Consolidated 365 Service has built-in features making FINRA firms immediately 17a-4 compliant when they migrate their office to Microsoft 365 with us. We are excited to partner with AdvisorVault," says Patrick Lonz, President of Compliant Workspace. 

About Compliant Workspace

Compliant Workspace is a leading Microsoft 365 provider giving firms a streamlined option to get onto the Microsoft Cloud. Their unique Consolidated 365 Service® includes everything they need to be compliant, right from the get-go.

About AdvisorVault

AdvisorVault is the only FINRA D3P giving small firms everything they need to meet rule 17a-4. Our turn-key solution archives, retains, and provides supervision of electronic records stored in-house or in the cloud. 

To learn how to get your firm on Microsoft 365 while remaining fully 17a-4 compliant: Contact us now

-------

Allan Lonz
[email protected]
direct: 416-985-0310
Toll free: 1-866-732-1407 ex 1
www.advisorvault.org

Contact Information:
Allan Lonz
CEO
[email protected]
416-985-0310


Original Source: AdvisorVault Partners With Compliant Workspace to Help FINRA Firms Achieve 17a-4 Compliance on Microsoft 365

The post AdvisorVault Partners With Compliant Workspace to Help FINRA Firms Achieve 17a-4 Compliance on Microsoft 365 first appeared on Social Gov.

Business

Post navigation

Previous Post: $331 Million in New Humanitarian Assistance for Ethiopia
Next Post: Assistant Secretary Pyatt’s Travel to the Republic of Korea

Related Posts

  • Indxx Licenses India Digital Select 5 NTR Index & India Large-Cap Growth Select 5 NTR Index to KB Securities in Korea
    Indxx Licenses India Digital Select 5 NTR Index & India Large-Cap Growth Select 5 NTR Index to KB Securities in Korea Business
  • GCC Enrollment Grows for Second Straight Semester
    GCC Enrollment Grows for Second Straight Semester Business
  • CyberUp Receives National Programs Standards Approval for Cybersecurity Apprenticeship Program
    CyberUp Receives National Programs Standards Approval for Cybersecurity Apprenticeship Program Business
  • Yomi Robotic System Takes Dentistry to the Next Level
    Yomi Robotic System Takes Dentistry to the Next Level Business
  • Bedrock and Spontivly Announce Strategic Partnership to Enhance Analytics Capabilities in Procurement
    Bedrock and Spontivly Announce Strategic Partnership to Enhance Analytics Capabilities in Procurement Business
  • New Chipotle and Super Wawa Coming to Kennett Square, PA in Exciting Commercial Development
    New Chipotle and Super Wawa Coming to Kennett Square, PA in Exciting Commercial Development Business
June 2025
M T W T F S S
 1
2345678
9101112131415
16171819202122
23242526272829
30  
« May    
last celebrity gossip
Gossip Stone - celebrity life and gossip

Recent Posts

  • Terradepth awarded 5-year contract in global offshore energyJune 4, 2025
  • Artem Mirolevich and Dmitry Trekhsvyatsky Launch Bold New ExhibitionJune 4, 2025
  • Global Data Systems Appoints Doug Pickle as President, Driving Strategic GrowthJune 4, 2025
  • Smith Earns ISO/IEC 17025 AS6171 Accreditation at Its Global Operational HubsJune 3, 2025
  • Trends, Growth, and Insights Through 2034June 3, 2025
Brand Values Content
VUGA Enterprises - media network PR & Marketing
  • Copia Automation’s DeviceLink™ Simplifies Backup and Change Detection for Industrial Automation Devices
    Copia Automation’s DeviceLink™ Simplifies Backup and Change Detection for Industrial Automation Devices Business
  • The Award-Winning Credit Restoration Company Helping Thousands Achieve Financial Freedom
    The Award-Winning Credit Restoration Company Helping Thousands Achieve Financial Freedom Business
  • Elderberry Extract Market Is Estimated To a Colossal US$ 605.2 Million while Registering a CAGR Of 6.1% By 2034
    Elderberry Extract Market Is Estimated To a Colossal US$ 605.2 Million while Registering a CAGR Of 6.1% By 2034 Business
  • Deputy Secretary Sherman’s Call with German State Secretary Michaelis
    Deputy Secretary Sherman’s Call with German State Secretary Michaelis World News
  • Be ATC – Be an Air Traffic Controller – Be Ready. Opportunity Opens Soon!
    Be ATC – Be an Air Traffic Controller – Be Ready. Opportunity Opens Soon! Aviation
  • Degenerative Disc Disease Treatment Market Forecasted To Attain USD 46.2 Billion By 2032, Showcasing A 5.5% CAGR
    Degenerative Disc Disease Treatment Market Forecasted To Attain USD 46.2 Billion By 2032, Showcasing A 5.5% CAGR Business
  • War Day 208: war diaries w/Advisor to Ukraine President, Intel Officer @arestovych & #Feygin
    War Day 208: war diaries w/Advisor to Ukraine President, Intel Officer @arestovych & #Feygin World News
  • Sustainable Fashion Market is Set to Grow at 2.1% CAGR Amid Rising Demand for Ethical Apparel
    Sustainable Fashion Market is Set to Grow at 2.1% CAGR Amid Rising Demand for Ethical Apparel Business
aerospace company
stem cell clinic in kiev
medical spa in miami
Fashion TV free

Copyright © 2023 195 News. All Rights Reserved by Coolaser | Partner of VUGA Enterprises |  Advertising: Get Published

Powered by .